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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2001-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Equitable Life Assurance Society Of The United States | Hiram | OH | 11/1989 | Present |
| Eq Financial Consultants, Inc. | Cleveland | OH | 11/1989 | Present |
| Massmutual Life Insurance Co | Garrettsville | OH | 09/2000 | Present |
| Mml Investors Services, Llc | Garrettsville | OH | 09/2000 | Present |
(1) NAME: PERME FINANCIAL GROUP/ CHRISTOPHER A. PERME INV REL: Y ADD: 8133 WINDHAM STREET GARRETTSVILLE, OH 44321 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 11/1989 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: LIFE, LTC, DI & FIXED ANNUITY INSURANCE SALES (2) NAME: VILLAGE OF HIRAM ECONOMIC DEVELOPMENT COMMITTEE INV REL: Y ADD: ROSSER MUNICIPAL BLDG, 11617 GARFIELD RD. HIRAM, OH 44234-0065 NATURE: BOARD SERVICE POSITION: CHAIR START DATE: 02/01/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: OUR COMMITTEE SEEKS TO RETAIN AND RECRUIT NEW BUSINESS TO ENHANCE THE ECONOMIC FOOTPRINT AND TAX BASE FOR OUR VILLAGE. (3) NAME: VILLAGE OF HIRAM, OH INV REL: Y ADD: ROSSER MUNICIPAL BLDG, 11617 GARFIELD RD. HIRAM, OH 44234 NATURE: BOARD SERVICE POSITION: COUNCILMEMBER START DATE: 11/12/2024 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: IN A FIDUCIARY CAPACITY, DISCUSS, REVIEW, AND AMEND ORDINANCES AS THEY RELATE TO THE OPERATIONAL OBJECTIVES OF THE VILLAGE. (4) NAME: DIAMOND ENERGY PARTNERS INV REL: Y ADD: 106 E MARKET STREET FLOOR 2, WARREN, OH 44481 NATURE: OIL/GAS ROYALTIES POSITION: LANDOWNER START DATE: 12/15/2021 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PAYMENT REPRESENT OIL AND GAS ROYALTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-19 |
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