John Swift Lyle

Current Employers

Jeffrey Matthews Wealth Management, Llc

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2019-07-12

AL RA
APPROVED

Since 2019-07-12

Branch Locations

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Mobile	AL	02/2016	Present
The Jeffrey Matthews Financial Group Llc	Florham Park	NJ	07/2019	Present

02/2016 → Present

Stifel Nicolaus & Co Inc

Mobile, AL
07/2019 → Present

The Jeffrey Matthews Financial Group Llc

Florham Park, NJ

Previous Registrations

2016-02-29 → 2019-07-12

Stifel, Nicolaus & Company, Incorporated

Mobile, AL
2003-07-01 → 2016-03-03

Wells Fargo Clearing Services, Llc

Mobile, AL

Mobile, AL
1998-06-15 → 2003-07-01

Prudential Equity Group, Llc

Mobile, AL

Other Businesses

I am a licensed Insurance Agent. I am a dually registered representative with Jeffrey Matthews Financial Group, LLC and an Investment Advisory Representative with Jeffrey Matthews Wealth Management, LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-21
S63	Uniform Securities Agent State Law Examination	1990-04-25

S65 Uniform Investment Adviser Law Examination

1998-05-21
S63 Uniform Securities Agent State Law Examination

1990-04-25

View on SEC IAPD