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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-11-03
TX RA APPROVED_RES 2006-10-04
  • MI RA
    APPROVED
    Since 2010-11-03
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

2370 W Jefferson Avenue, Trenton, MI 48183-2706 • United States

Trenton, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Trenton MI 09/2005 03/2020
Ameriprise Financial Services, Llc Trenton MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2370 W. Jefferson Ave., , Trenton, MI, 48183; Not Investment-Related; 12/31/1999 / Commercial; 3203 & 3205 Biddle Ave, , Wyandotte, MI, 48192; Not Investment-Related; 06/06/2019. Business Ownership; Bynum Properties, LLC; Owner; Real Estate; 2370 W Jefferson, , Trenton, MI, 48183; Not Investment-Related; 11/11/2016; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-24
S63 Uniform Securities Agent State Law Examination 1990-02-07
  • S66 Uniform Combined State Law Examination
    2010-09-24
  • S63 Uniform Securities Agent State Law Examination
    1990-02-07

View on SEC IAPD

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