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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-26
MI RA APPROVED 2010-06-18
  • TX RA
    APPROVED
    Since 2012-07-26
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

700 Tower Dr Ste 200, Troy, MI 48098-2839 • United States

Washington, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 09/2005 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Other Businesses

Business Ownership; GreenSpring Leasing, LLC; share expenses of operating the office and decision making in regard to office issues; The LLC is to be used just to lease office space for several advisors.; 700 Tower Dr Suite 200, , Troy, MI, 48098; Not Investment-Related; 04/08/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Trustee.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-02-15
  • S63 Uniform Securities Agent State Law Examination
    1990-02-15
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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