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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-16 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
18801 Ventura Blvd Suite 207, Tarzana, CA 91356 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 08/2003 | 05/2018 |
| Dsv Financial Inc Dba Hsi Benefits Group | Sherman Oaks | CA | 01/2013 | Present |
| The Leaders Group, Inc. | Littleton | CO | 05/2018 | Present |
| Pfr Advisors Inc | Tarzana | CA | 01/2016 | Present |
1.) Total Financial - 1/1/2015 - 300 Corporate Pointe, Suite 250, Culver City, CA 90230 - Broker, Sale of fixed life insurance policies, Not Invt Rel, Insurance Business, 20 hrs/mo; 20 hrs/mo (during trading hours). 2.) First Financial Resources LLC - 1/1/2016 - 4675 MacArthur Court, # 1430, Newport Beach, CA 92660 - Broker, Sale of fixed life insurance policies; Not Invt Rel, Insurance Business, 20 hrs/mo; 20 hrs/mo (during trading hours). 3.) DSV Financial Inc, DBA HSI Benefits Group - 1/1/2013 - 13351 Riverside Drive, # 656, Sherman Oaks, CA 91423 - President, Marketing and sales of employee benefits: Health Insurance, Disability Insurance, Dental Insurance, Fixed Group Term Life, Not Invt Rel, Insurance Business, 40 hrs/mo; 40 hrs/mo (during trading hours). 4.) PFR Advisors LLC - 1/1/2016 - 18801 Ventura Blvd, Suite 207, Tarzana, CA 91356 - Principal, Sale of fixed life insurance, Not Invt Rel, Insurance Business, 20 hrs/mo; 20 hrs/mo (during trading hours). 5.) Principal Financial Group - 8/1/2015 - PO Box 9394, Des Moines, IA 50392 - Broker, Sale of Disability insurance, Not Invt Rel, Disability Insurance Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 6.) Real Estate Property Owner - 1/1/2000 - 44-416 W Sundown Crest Drive, La Quinta, CA 92253 - Property Owner, Collects Rent/Deals with Tenants, Not Invt Rel, Rental Home, 5 hrs/mo; 5 hrs/mo (during trading hours). 7.) TLG Advisors, Inc - 5/16/2018 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 40 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-20 |
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