Matthew Holmes Kelley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1989 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY
• 01/2011 → Present
  Bank Of America Na
  Melville, NY

Other Businesses

I*135641 For profit or not for profit: Profit Organization Name of outside business organization: Oak Cliff Sailing, Inc. Investment related: N Address of business: Oyster Bay, New York 11771 Nature of business: Charity Position, title, association: Audit Committee member Start date of relationship: 2/1/2021 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Quarterly zoom meeting discussions and volunteering at sailing events. Promote education of sailing to those who cannot afford this activity. Responsibility - Meetings with outside auditors to discuss best practices

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-23
• S63 Uniform Securities Agent State Law Examination
  1990-01-22