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James Calvert Gibson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hinsdale, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-04-12
TX RA APPROVED_RES 1994-07-08
  • IL RA
    APPROVED
    Since 1998-04-12
  • TX RA
    APPROVED_RES
    Since 1994-07-08

Branch Locations

118 W 1St St, Hinsdale, IL 60521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/1989 Present
Bank Of America,Na Chicago IL 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-14
S63 Uniform Securities Agent State Law Examination 1990-02-09
  • S65 Uniform Investment Adviser Law Examination
    1994-07-14
  • S63 Uniform Securities Agent State Law Examination
    1990-02-09
Other Names
  • Jim Gibson

View on SEC IAPD

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