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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-23 |
| PA | RA | APPROVED | 2009-09-04 |
Branch Locations
1 Dickinson Drive Suite 100, Chadds Ford, PA 19317-9665 • United States
Berwyn, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Wayne | PA | 09/2009 | Present |
(1) CONESTOGA HS LACROSSE BOOSTER CLUB; ADDRESS: SOUTHEASTERN, PA; BUSINESS DESCRIPTION: 503(c) HELP SUPPORT THE ACTIVITIES OF THE BOOSTER CLUB; NOT INVESTMENT RELATED; START DATE: 07/08/2013; CAPACITY: ELECTED OFFICIAL (NON-POLITICAL OFFICE); DUTIES: SUPPORT THE BOYS HIGH SCHOOL LACROSSE PROGRAM; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2)LEOPARD LAKES FARM/HOME OWNERS; ADDRESS: CHESTER COUNTY EASTTOWN TWP BERWYN, PA 19312; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HOME OWNERS; CAPACITY: BOARD OF DIRECTORS; START DATE: 01/11/2019, DUTIES: VICE PRESIDENT; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-20 |
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