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John Rainey Morris

Mml Investors Services, LLC

Peachtree Corners, GA

Cumming, GA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-06
GA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-10-06
  • GA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Atlanta GA 01/2015 03/2017
Mml Investors Services, Llc Peachtree Corners GA 03/2017 Present
Massmutual Life Insurance Company Peachtree Corners GA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Atlanta, GA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Peachtree Corners, GA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Peachtree Corners, GA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
  • 2008-10-10 → 2015-01-02
    New England Securities
    Atlanta, GA
  • 2003-05-19 → 2008-10-02
    Equitable Advisors, Llc
    Alpharetta, GA
    Cumming, GA
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM RESIDENTIAL ADDRESS - LIFE/ACCIDENT/HEALTH -1 HOUR SECURITEIS - 1 HOUR NN SECURITIES - SINCE 9/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-16
S65 Uniform Investment Adviser Law Examination 1998-11-12
S63 Uniform Securities Agent State Law Examination 1989-12-29
  • S66 Uniform Combined State Law Examination
    2003-05-16
  • S65 Uniform Investment Adviser Law Examination
    1998-11-12
  • S63 Uniform Securities Agent State Law Examination
    1989-12-29
Designations
Other Names
  • Johnny Rainey Morris
  • John R Morris
  • Johnny Rainey Morris

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
W&S BROKERAGE SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.

Other Investors

DANIEL HOWARD BARRACLIFF
MARK PERDUE MILLER
RONALD JOSEPH HUCK
Jared C Nelson
LAURENCE MICHAEL WAJSMAN
Marcelo C Hernandez
Lucas Walker Hopkins
Bryan Scott Glover

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Peachtree Corners, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Norcross, GA
LPL FINANCIAL LLC · PEACHTREE CORNERS, GA
W&S BROKERAGE SERVICES, INC. · Peachtree Corner, GA
WELLS FARGO CLEARING SERVICES, LLC · NORCROSS, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corners, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corner, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Norcross, GA

More in Peachtree Corners, GA

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