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Andrew Preston Peed

Wells Fargo Clearing Services, LLC

Seneca, SC

Columbia, SC

Pickens, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-23
SC RA APPROVED 2006-05-17
  • TX RA
    APPROVED
    Since 2024-01-23
  • SC RA
    APPROVED
    Since 2006-05-17

Branch Locations

301 Main St, Seneca, SC 29678 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

431 Ann St, Pickens, SC 29671 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seneca SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seneca SC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-10
S63 Uniform Securities Agent State Law Examination 2005-11-17
  • S65 Uniform Investment Adviser Law Examination
    2006-05-10
  • S63 Uniform Securities Agent State Law Examination
    2005-11-17
Designations
Other Names
  • Andrew Peed

View on SEC IAPD

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