Michael Richard Carminucci

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Croton Falls, NY
• 10/2006 → Present
  Carminucci Wealth Management (Michael Carminucci)
  Croton Falls, NY

Other Businesses

1. 08/04/2004 - AUTHOR/WRITER/PUBLISHER - BOOK TITLED, "GOLD PLATED RETIREMENT, PUTTING THE GOLD IN THE GOLDEN YEARS" - WRITING, PUBLISHING AND DISTRIBUTING 2. 06/20/2006 - NON-VARIABLE INSURANCE - PROVIDE OUTSIDE INSURANCE FOR COMPLETE FINANCIAL PLAN. - 25% OF TIME SPENT - CROTON FALLS, NY 3. 01/09/2008 - Carminucci Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 03/30/2009 - CARMINUCCI WEALTH MANAGEMENT - REGISTERED INVESTMENT ADVISOR - CARMINUCCI WEALTH MANAGEMENT - I WILL BE PROVIDING FINANCIAL PLANS FOR AN HOURLY FEE OR FIXED FEE. I SET UP AN RIA AND THE FEES WILL BE IN ACCORDANCE WITH MY RIA. - 25% OF TIME SPENT - CROTON FALLS, NY 5. 05/22/2015 - MRC UNLIMITED, INC. - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - 4 WEST CROSS STREET, CROTON FALLS, NY 10519 - START 01/01/2015 - 160 HRS/MO DURING SECS TRDG HRS 6. 02/16/2016 - Michael CArminucci - INV REL - 4 west cross street croton falls NY 10589 - Real Estate Rental - START Real Estate Rental - 5 HOURS PER MONTH - rent conference room on an occasional basis 7. 07/19/2019 - No business name - Not investment related - Author writer publisher - start date:01/01/2019 - 0 hrs/mo - 0 hrs during trading. 8. 07/19/2019 - No business name - Not investment related - PO Box 998 4 West Cross Street Croton Falls, NY 10519 - Book - start date:01/01/2019 - 2 hrs/mo - 0 hrs during trading. 9. 08/05/2019 - Carminucci Agency LLC - Investment related - At reported business location(s)- Property and Casualty - start date:07/01/2019 - 20 hrs/mo - 0 hrs during trading. 10. 1/25/2021 - Carminucci Motorworks LLC - Not Investment Related - Home Based - Other-MOTOR VEHICLE SALES, REPAIRS AND CUSTOMIZATION - Start Date: 12/3/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 11. 10/11/2021 - Carminucci Workplace Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/11/2020 - 10 Hours Per Month/5 Hours During Securities Trading. 12. 1/14/2022 - Carminucci Tax Services - DBA: Carminucci Wealth Management - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2015 - 3 Hours Per Month/05 Hours During Securities Trading. 13. 04/08/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Real Estate Agent - Start Date: 03/02/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-16
• S63 Uniform Securities Agent State Law Examination
  1991-02-05

Other Names

• Michael Richard Carminucci