Edward Dale Meracle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 11/2017
  New York Life Insurance Co.
  Creve Coeur, MO
• 07/2007 → 11/2017
  Nylife Securities Llc
  Creve Coeur, MO
• 03/2013 → 11/2017
  Eagle Strategies Llc
  Creve Coeur, MO
• 12/2017 → 01/2020
  Guardian Life Insurance Co Of America
  St. Louis, MO
• 12/2017 → 01/2020
  Park Avenue Securities Llc
  St. Louis, MO
• 01/2020 → 06/2020
  Guardian Life Insurance Co Of America
  Greenwood Village, CO
• 01/2020 → 06/2020
  Park Avenue Securities Llc
  Greenwood Village, CO
• 06/2020 → 09/2021
  Allstate Insurance Co
  Highlands Ranch, CO
• 10/2021 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2020-07-02 → 2021-09-30
  Allstate Financial Advisors, Llc
  Highlands Ranch, CO
• 2017-12-21 → 2020-07-27
  Park Avenue Securities Llc
  Saint Louis, MO
  Greenwood Village, CO
• 2013-03-26 → 2017-11-30
  Eagle Strategies Llc
  West Des Moines, IA
  Creve Coeur, MO
  Creve Coeur, MO
• 2005-01-03 → 2007-04-27
  Country Trust Bank
  O'FAllon, MO

Other Businesses

1) 09/29/2021 - RMW Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2021 2) 1/24/2022 - RMW Financial Group - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Chief Operating Officer - Start Date: 1/4/2022 - 60 Hours Per Month/40 Hours During Securities Trading. 3) 2/4/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/04/2022 - 10 Hours Per Month During Securities Trading. 4) 2/10/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Individual Producer - Started 02/21/2022 - 3 Hours Per Month During Securities Trading. 5) 02/23/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/01/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 6) 07/23/2024 - RMW Rocky Mountain Wealth Advisory Group, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/1/2024 - 40 Hrs/Mo During Trading. 7) 01/03/2025 - Zortman Tax service - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:02/03/2025 - 80 Hrs/Mth - 40 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-23
• S63 Uniform Securities Agent State Law Examination
  1998-11-10

Other Names

• Edward Dale Meracle
• E. Dale Meracle