James Paul Maltese

Current Employers

Employment History

• 10/1989 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Edison, NJ
• 09/2009 → Present
  Bank Of America,Na
  Edison, NJ

Other Businesses

I*134461 For profit or not for profit: Non-Profit Organization Name of outside business organization: BMI Investment related: N Address of business: Nashville, Tennessee 37203 Nature of business: Corporation, Position, title, association: Participant, Start date of relationship: 7/24/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: BMI is the largest Performance Rights Organization in the U.S. operating on a non-profit making basis. I*1556285 For profit or not for profit: Entity For Profit Name of outside business organization: Painted Lady LLC Investment related: N Address of business: Nashville, Tennessee, 37204, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2023 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The LLC will hold the assets of a musical album i have written I*1556286 For profit or not for profit: Entity For Profit Name of outside business organization: Mystic Troubadour Music Publishing Investment related: N Address of business: nashville, Tennessee, 37204, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , One of the income streams of a songwriter can receive from writing a song is the publishing share of royalties from the streaming or performance of the song they created. To receive that income stream the songwriter either needs to have an association with a publisher or start at publishing company. And register it with a Performance Writes Organization. I'm registered with BMI. BMI is the largest Performance Rights Organization in the U.S. operating on a non-profit making basis. https://www.bmi.com/about I*2234284, Entity Type: , Name of OBA: S L. M, Address: Princeton, New Jersey, 08540, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10-Mar-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2533307, Entity Type: , Name of OBA: Estate of J M. M, Address: Holmdel, New Jersey, 07733, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 09-Jun-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-03
• S63 Uniform Securities Agent State Law Examination
  1990-01-26