Best Investors
Account
Sign in
Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-25 |
| CA | RA | APPROVED | 2006-08-11 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
4750 E Francisco, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 08/2006 | Present |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 12/2021 | Present |
| Charles Schwab Premiere Bank | Phoenix | AZ | 12/2021 | Present |
| Charles Schwab Trust Bank | Phoenix | AZ | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-21 |
Reach out to this advisor