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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2016-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fitzgerald | GA | 01/2016 | Present |
1. 1/11/2016: No Business Name - Investment Related - Tifton, GA - Real Estate Rental - Started 10/15/2014 - Time Spent 0% - Owned with spouse. 2. 4/8/2016: VICTORY FINANCIAL PLANS AND SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/20/2016 - 160 Hours Per Month/130 Hours During Securities Trading. 3. 9/7/2017 - No Business Name - Not Investment Related - Location: To be determined. - Other-Author - Started 09/01/2017 - 0 Hours Per Month. 4. 3/13/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/23/2018 - 10 Hours Per Month During Securities Trading. 5. 6/11/2019 - Altman Chappell Farms - Investment Related - Arabi GA 31712 - Real Estate Rental - Started 06/01/2018 - 0 Hours Per Month - Own ten acres with thirty pecan trees and four apple trees. 6. 2/6/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/03/2020 - 0 Hours Per Month. 7. 02/28/2022 - Victory Financial Plans and Services, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 02/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 8. 03/24/2022 - Victory Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/23/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading. 9. 11/22/2022 - Fitzgerald First Assembly of God - Not Investment Related - 118 Dewey McGlamry Rd, Fitzgerald, GA 31750 - Outside/W-2 Employment - Pastor - Start Date - 12/04/2022 - 20 Hours Per Month/0 Hours During Securities Trading 10. 11/13/2024 - Fitzgerald First Assembly of God - Other - Lead Pastor - Not Investment Related - 118 Dewey McGlamry Rd, Fitzgerald, GA 31750 - Outside/W-2 Employment - Pastor - Start Date - 12/04/2022 - 20 Hours Per Month/0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-20 |
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