Nicolo Macedonio Platas

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-05-19
NY	RA	APPROVED	2021-06-14

TX RA
APPROVED_RES

Since 2022-05-19
NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

New Hyde Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Melville	NY	06/1988	03/2017
Mml Investors Services, Llc	East Hills	NY	03/2017	Present
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present

06/1988 → 03/2017

Metlife Securities Inc.

Melville, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY

Other Businesses

1)NAME: Nicolo Platas INV REL: Y ADD: 2200 Northern Blvd, Suite 200, East Hills, NY 11548 NATURE: Outside Insurance Sales POSITION: Insurance Broker START DATE: 01/01/2008 NO. HR/MO: 24 NO. HR/MO DURING SEC TRADING: 20 DUTIES: Life(term/universal/whole) and Long-term care. 2)NAME: Marie Platas INV REL: Y ADD: Residential NATURE: Real Estate POSITION: Ownership START DATE: 03/04/2019 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-04-02

S63 Uniform Securities Agent State Law Examination

1990-04-02

View on SEC IAPD