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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-10 |
| IL | RA | APPROVED | 2026-07-08 |
Branch Locations
600 W Jackson Blvd Suite 1100, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Chicago | IL | 07/2026 | Present |
| Santa Clara University | Santa Clara | CA | 09/2022 | 06/2026 |
| Stockdale Street Ltd | London | 07/2025 | 08/2025 | |
| Violet Aquarium Llc | San Jose | CA | 07/2024 | 03/2025 |
| N/A | Oxshott | 01/2016 | 09/2022 |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 600 W Jackson Blvd, Suite 1100 Chicago, IL 60661. Nature of Business: RIA. Position: Financial Consultant. Start Date: 07/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 600 W Jackson Blvd, Suite 1100 Chicago, IL 60661. Nature of Business: Insurance. Position: Independent Contractor. 07/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-12 |
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