Inactive

Caswell Richard Fuller

E. S. Barr & Company

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Current Employers

E. S. Barr & Company

1999 Richmond Road Suite 1B, Lexington, KY 40502 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2026-06-30

KY RA
APPROVED

Since 2026-06-30

Branch Locations

1999 Richmond Road Suite 1B, Lexington, KY 40502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E. S. Barr & Company	Lexington	KY	06/2026	Present
Berkeley Research Group	Nashville	TN	05/2022	06/2026
Pricewaterhousecoopers	Nashville	TN	09/2020	05/2022
Transylvania University	Lexington	KY	09/2019	05/2020
Mcm Cpas & Advisors	Louisville	KY	05/2019	08/2019
Billings Law Firm	Lexington	KY	02/2018	08/2018
Transylvania University	Lexington	KY	08/2016	05/2020
Unemployed	Mount Sterling	KY	05/2020	09/2020
Unemployed	Lexington	KY	05/2017	08/2017

06/2026 → Present

E. S. Barr & Company

Lexington, KY
05/2022 → 06/2026

Berkeley Research Group

Nashville, TN
09/2020 → 05/2022

Pricewaterhousecoopers

Nashville, TN
09/2019 → 05/2020

Transylvania University

Lexington, KY
05/2019 → 08/2019

Mcm Cpas & Advisors

Louisville, KY
02/2018 → 08/2018

Billings Law Firm

Lexington, KY
08/2016 → 05/2020

Transylvania University

Lexington, KY
05/2020 → 09/2020

Unemployed

Mount Sterling, KY
05/2017 → 08/2017

Unemployed

Lexington, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-20

S65 Uniform Investment Adviser Law Examination

2026-06-20

Other Names

Caswell Fuller

View on SEC IAPD

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