Lance Derek Rummel

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Gig Harbor, WA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2006-04-10 → 2009-06-01
  Citigroup Global Markets Inc.
  Bellevue, WA
• 2006-02-16 → 2006-04-05
  Citigroup Global Markets Inc.
  Bellevue, WA
• 2006-01-13 → 2006-02-08
  Country Trust Bank
  Albany, OR

Other Businesses

(1) 587530 - Gig Harbor Boat Rentals / Investment Related / Gig Harbor, WA / Recreation / Sole Proprietor, Owner / Start April 2024 / During business hours: 0 / After business hours: 10 / Accounting, Bookkeeping, Sales, Marketing. (2) 658807 - Redrum Holdings LLC / Investment Related / Gig Harbor, WA / Holding company for family businesses / Sole Proprietor, Owner / Start September 2025 / During business hours: 0 / After business hours: 1 / Administrative. (3) 659390 - Kryptonite Ventures LLC / Investment Related / Gig Harbor, WA / Single Asset LLC for a vessel / Sole Proprietor, Owner / Start October 2025 / During business hours: 0 / After business hours: 1 / Administrative.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-10
• S63 Uniform Securities Agent State Law Examination
  2005-08-12