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Joseph William Arena

Quartz Partners Investment Management

Saratoga Springs, NY

Clearwater, FL

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Current Employers
Quartz Partners Investment Management

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-09
CO RA APPROVED 2025-12-09
FL RA APPROVED 2025-12-09
HI RA APPROVED 2025-12-09
NE RA APPROVED 2025-12-09
PA RA APPROVED 2021-04-07
WA RA APPROVED 2021-03-30
NY RA APPROVED 2021-03-29
OH RA APPROVED 2021-03-12
TX RA APPROVED 2015-01-27
  • CA RA
    APPROVED
    Since 2025-12-09
  • CO RA
    APPROVED
    Since 2025-12-09
  • FL RA
    APPROVED
    Since 2025-12-09
  • HI RA
    APPROVED
    Since 2025-12-09
  • NE RA
    APPROVED
    Since 2025-12-09
  • PA RA
    APPROVED
    Since 2021-04-07
  • WA RA
    APPROVED
    Since 2021-03-30
  • NY RA
    APPROVED
    Since 2021-03-29
  • OH RA
    APPROVED
    Since 2021-03-12
  • TX RA
    APPROVED
    Since 2015-01-27

Branch Locations

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Clearwater, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quartz Partners Investment Management Troy NY 01/2015 Present
Etico Wealth Management Clifton Parks NY 07/2022 Present
Previous Registrations
  • 2022-08-31 → 2023-10-11
    Etico Wealth Management Llc
    Saratoga Springs, NY
    Clearwater, FL
  • 2013-12-05 → 2014-12-23
    Pageone Financial, Inc.
    Glens Falls, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-07
  • S65 Uniform Investment Adviser Law Examination
    2013-02-07
Other Names
  • Joseph W Arena

View on SEC IAPD

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CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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