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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 05/2026 | Present |
| Jpm Funds (Asia) Limited | Hong Kong | 04/2023 | 04/2026 | |
| Jpm Asset Mgt (Twn) | Taipei | 03/2020 | 03/2023 | |
| Jpmorgan Chase Bank, N.A. | Hong Kong | 06/2019 | 02/2020 | |
| Jpm Asset Mgt (Taiwan) Ltd | Taipei | 07/2018 | 05/2019 | |
| Unemployed | Taipei | 03/2018 | 07/2018 | |
| Army | Kinmen | 11/2017 | 03/2018 | |
| Unemployed | Taipei | 09/2017 | 10/2017 | |
| Jpm Asset Mgt (Taiwan) Ltd | Yuanlin | 06/2017 | 08/2017 | |
| Alliancebernstein Investments Taiwan Limited | Taipei | 01/2017 | 06/2017 | |
| National Taiwan University | Taipei | 09/2012 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-09 |
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