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Nathaniel Jan King

King Wealth Management Group, LLC

Saratoga Springs, NY

CRD 8298565

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Employer firm

King Wealth Management Group, LLC CRD 159550

$1.08B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
King Wealth Management Group, Llc

270 West Circular Street Suite 1, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-18
  • NY RA
    APPROVED
    Since 2026-06-18

Branch Locations

270 West Circular Street Suite 1, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornell University Ithaca NY 08/2024 Present
King Wealth Management Group, Llc Saratoga Springs NY 05/2026 Present
Robert Trent Jones Golf Course Ithaca NY 09/2025 04/2026
Albany Academy Albany NY 09/2022 06/2024
Schuylerville Central School Schuylerville NY 06/2016 06/2022
  • 08/2024 → Present
    Cornell University
    Ithaca, NY
  • 05/2026 → Present
    Saratoga Springs, NY
  • 09/2025 → 04/2026
    Robert Trent Jones Golf Course
    Ithaca, NY
  • 09/2022 → 06/2024
    Albany Academy
    Albany, NY
  • 06/2016 → 06/2022
    Schuylerville Central School
    Schuylerville, NY
Other Businesses

FARM LABORER PROVIDING LIVESTOCK CARE AT KING'S RANSOM FARM, 311 KING RD, SCHUYLERVILLE, NY 12871, SINCE MAY 20, 2006. NOT INVESTMENT-RELATED. MR. KING SPENDS APPROXIMATELY 40 HOURS PER MONTH WORKING AT THIS DAIRY FARM, NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-15
  • S65 Uniform Investment Adviser Law Examination
    2026-06-15
Other Names
  • Nate King

View on SEC IAPD

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