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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-08
NC RA APPROVED 2026-07-01
  • FL RA
    APPROVED
    Since 2026-07-08
  • NC RA
    APPROVED
    Since 2026-07-01

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors​ Charlotte NC 06/2026 Present
Coastal Carolina University Conway SC 08/2025 05/2026
Millcreek Township Parks And Recreation Department Erie PA 05/2025 07/2025
Coastal Carolina University Conway SC 08/2024 05/2025
Millcreek Township Parks And Recreation Department Erie PA 05/2024 08/2024
Coastal Carolina University Conway SC 08/2023 05/2024
Millcreek Township Parks And Recreation Erie PA 05/2023 08/2023
Coastal Carolina University Conway SC 08/2022 05/2023
Millcreek Township Parks And Recreation Department Erie PA 06/2022 08/2022
Gordon's Butcher And Meat Market Erie PA 07/2021 05/2022
Greater Erie Auto Auction Erie PA 07/2020 09/2020
Mcdowell High School Erie PA 09/2020 07/2021
J.S Wilson Middle School / Mcdowell High School Erie PA 06/2016 07/2020
  • 06/2026 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors​
    Charlotte, NC
  • 08/2025 → 05/2026
    Coastal Carolina University
    Conway, SC
  • 05/2025 → 07/2025
    Millcreek Township Parks And Recreation Department
    Erie, PA
  • 08/2024 → 05/2025
    Coastal Carolina University
    Conway, SC
  • 05/2024 → 08/2024
    Millcreek Township Parks And Recreation Department
    Erie, PA
  • 08/2023 → 05/2024
    Coastal Carolina University
    Conway, SC
  • 05/2023 → 08/2023
    Millcreek Township Parks And Recreation
    Erie, PA
  • 08/2022 → 05/2023
    Coastal Carolina University
    Conway, SC
  • 06/2022 → 08/2022
    Millcreek Township Parks And Recreation Department
    Erie, PA
  • 07/2021 → 05/2022
    Gordon's Butcher And Meat Market
    Erie, PA
  • 07/2020 → 09/2020
    Greater Erie Auto Auction
    Erie, PA
  • 09/2020 → 07/2021
    Mcdowell High School
    Erie, PA
  • 06/2016 → 07/2020
    J.S Wilson Middle School / Mcdowell High School
    Erie, PA
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 06/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Insurance. Position: Independent Contractor. 06/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-19
  • S65 Uniform Investment Adviser Law Examination
    2026-05-19

View on SEC IAPD

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