Best Investors Account Sign in

James Peter Mitchell

Morgan Stanley

Birmingham, AL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-05-19
TX RA APPROVED 2023-05-19
  • AL RA
    APPROVED
    Since 2023-05-19
  • TX RA
    APPROVED
    Since 2023-05-19

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 06/2005 05/2023
Bank Of America, N.A. Birmingham AL 12/2009 05/2023
Morgan Stanley Smith Barney Llc Birmingham AL 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 07/2023 Present
  • 06/2005 → 05/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Birmingham, AL
  • 12/2009 → 05/2023
    Bank Of America, N.A.
    Birmingham, AL
  • 05/2023 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 07/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-13
  • S66 Uniform Combined State Law Examination
    2005-10-13
Other Names
  • James P Mitchell
  • Pete Mitchell
  • James Pete Mitchell

View on SEC IAPD

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor