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Brad A Ransom

Stifel, Nicolaus & Company, Incorporated

Fishers, IN

Indianapolis, IN

CRD 4997217

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-16
IN RA APPROVED 2020-01-03
  • TX RA
    APPROVED_RES
    Since 2020-01-16
  • IN RA
    APPROVED
    Since 2020-01-03

Branch Locations

Fishers, IN • United States

600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Indianapolis IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Indianapolis IN 11/2016 01/2020
Stifel Nicolaus & Co Inc Indianapolis IN 01/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Indianapolis, IN
  • 11/2016 → 01/2020
    Wells Fargo Clearing Services, Llc
    Indianapolis, IN
  • 01/2020 → Present
    Stifel Nicolaus & Co Inc
    Indianapolis, IN
Previous Registrations
  • 2008-01-01 → 2020-01-13
    Wells Fargo Clearing Services, Llc
    Indianapolis, IN
    Indianapolis, IN
  • 2005-09-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Indianapolis, IN
    Indianapolis, IN
    St. Louis, MO
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-16

View on SEC IAPD

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