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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-10 |
| NC | RA | APPROVED | 2026-06-08 |
Branch Locations
4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Charlotte | NC | 06/2026 | Present |
| Us Army | York | SC | 05/2023 | Present |
| Sonic Drive In | Concord | NC | 01/2021 | 12/2022 |
| Smart Bank | Severville | TN | 05/2025 | 08/2025 |
| Top Tier Solar | Concord | NC | 03/2021 | 08/2021 |
| Jay M Robinson Highschool | Concord | NC | 08/2018 | 06/2022 |
| Winkler Middle School | Concord | NC | 08/2014 | 08/2018 |
| Appalachian State University | Boone | NC | 01/2023 | 05/2026 |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 06/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Insurance. Position: Independent Contractor. 06/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales U.S Army Reserves: Non Investment related. 904 W liberty St, York SC 29745. Nature of Business: Army. Position: Army Reserve Engineer. 20 hours per month, (approx 0 hours a month during trading hours). Start: 5/2023. I report to drill one weekend a month, 2 weeks during the summer. I train to operate heavy machinery, such as an excavator.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 2026-02-13 |
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