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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-06-25
IA RA APPROVED 2009-12-24
  • IL RA
    APPROVED
    Since 2015-06-25
  • IA RA
    APPROVED
    Since 2009-12-24

Branch Locations

5001 Utica Ridge Rd, Davenport, IA 52807 • United States

3100 Cedar Crest Ridge Ste 8, Dubuque, IA 52003-6700 • United States

Peosta, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Davenport IA 03/2009 03/2020
Main Event Bettendorf IA 06/2009 Present
Ameriprise Financial Services, Llc Dubuque IA 03/2020 Present
  • 03/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Davenport, IA
  • 06/2009 → Present
    Main Event
    Bettendorf, IA
  • 03/2020 → Present
    Dubuque, IA
Other Businesses

Other Business Activities; No Foot To Small - Ambassador; No Foot Too Small is a non-profit organization that provides support to families who are going through or been through infant loss, miscarriage or stillborn births. This organization provides support groups (in person and virtual) to moms and dad as well as events throughout the year to celebrate our angels. They also work with hospitals across the country creating bereavement suites for families dealing with loss. I will be an amassador for The Dubuque Area leading the Dad's in person support group.; 1150 5th St, , Coraville , IA, 52241; Not Investment-Related; 03/20/2024; 20 to 39 hours per month; 0 during trading hours / Celebrating Angels; Celebrating Angels is a book with a collection of loss stories from moms and dads who have experienced infant loss. i was a contributing author sharing my son, Nolan, story.; 1150 5th St, Ste 152, Coraville, IA, 52241; Not Investment-Related; 02/03/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-23
  • S66 Uniform Combined State Law Examination
    2009-12-23

View on SEC IAPD

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