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Lori Marie Schumann

Empower Advisory Group, LLC

Olathe, KS

Greenwood Village, CO

CRD 4997060

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2015-02-11
  • KS RA
    APPROVED
    Since 2015-02-11

Branch Locations

Olathe, KS • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advised Assets Group Llc Overland Park KS 01/2015 Present
  • 01/2015 → Present
    Advised Assets Group Llc
    Overland Park, KS
Previous Registrations
  • 2007-01-03 → 2014-09-03
    J.P. Morgan Institutional Investments Inc.
    New York, NY
    Kansas City, MO
    Overland Park, KS
    Kansas City, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-28
S63 Uniform Securities Agent State Law Examination 2005-08-01
  • S65 Uniform Investment Adviser Law Examination
    2006-11-28
  • S63 Uniform Securities Agent State Law Examination
    2005-08-01
Other Names
  • Lori Marie Smith
  • Lori Marie Palmer

View on SEC IAPD

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