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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dekalb Middle School | Waterloo | IN | 08/2015 | 05/2018 |
| Bridgewater Golf Club | Auburn | IN | 05/2019 | 05/2021 |
| Dekalb Central Schools | Waterloo | IN | 09/2021 | 07/2022 |
| Dekalb High School | Waterloo | IN | 08/2018 | 05/2022 |
| Pond Champs | Fort Wayne | IN | 05/2023 | 07/2024 |
| Rieke Packaging Systems | Auburn | IN | 06/2025 | 08/2025 |
| Indiana University | Bloomington | IN | 08/2022 | 05/2026 |
| Cx Institutional | Auburn | IN | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-07 |
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