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Kevin Shannon

Mercer Global Advisors Inc.

Petaluma, CA

CRD 8281169

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-11
  • CA RA
    APPROVED
    Since 2026-06-11

Branch Locations

Petaluma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Petaluma CA 12/2022 Present
Regis Management Co. San Francisco CA 11/2019 11/2022
Regis Management Co. San Francisco CA 07/2018 10/2019
Opes Advisors Cupertino CA 11/2016 06/2018
Unemployed San Francisco CA 04/2016 10/2016
  • 12/2022 → Present
    Mercer Global Advisors Inc.
    Petaluma, CA
  • 11/2019 → 11/2022
    Regis Management Co.
    San Francisco, CA
  • 07/2018 → 10/2019
    Regis Management Co.
    San Francisco, CA
  • 11/2016 → 06/2018
    Opes Advisors
    Cupertino, CA
  • 04/2016 → 10/2016
    Unemployed
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-11
  • S65 Uniform Investment Adviser Law Examination
    2026-06-11

View on SEC IAPD

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