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Brian Michael Tague

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-02
  • IL RA
    APPROVED
    Since 2026-06-02

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 05/2026 Present
First Trust Advisors L.P. Wheaton IL 05/2026 Present
Rapid Stack Technologies Chicago IL 08/2017 05/2026
Cbiz Inc. Chicago IL 11/2012 08/2017
  • 05/2026 → Present
    First Trust Portfolios L.P.
    Wheaton , IL
  • 05/2026 → Present
    First Trust Advisors L.P.
    Wheaton , IL
  • 08/2017 → 05/2026
    Rapid Stack Technologies
    Chicago, IL
  • 11/2012 → 08/2017
    Cbiz Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-28
  • S66 Uniform Combined State Law Examination
    2026-02-28

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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