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5635 N Scottsdale Rd Ste 170, Scottsdale, AZ 85250 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-01 |
| CA | RA | APPROVED | 2026-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephen J. Wampler Foundation | Coronado | CA | 09/2024 | Present |
| Hermosa Surf, Llc | La Jolla | CA | 09/2024 | 03/2025 |
| Access Trax | La Mesa | CA | 09/2023 | 09/2024 |
| Murphy Family | La Jolla | CA | 08/2022 | 08/2023 |
| University Of San Diego | San Diego | CA | 08/2020 | 05/2024 |
| Emerald City Surf Shop | Coronado | CA | 09/2018 | 05/2020 |
| Unemployed | Coronado | CA | 05/2020 | 08/2020 |
| Coronado High School | Coronado | CA | 08/2016 | 06/2020 |
| O'COnnor Capital Advisory, Llc | Coronado | CA | 12/2023 | 01/2024 |
| O'COnnor Capital Advisory, Llc | Santa Cruz | CA | 05/2026 | Present |
Stephen J. Wampler Foundation; not investment related, Coronado, CA; Charitable Foundation; Development Director; from 09/2024; approximately 160 hours; approximately 80 hours during market hours; Raising Donations from individuals, foundations and corporations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-15 |
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