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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ctborn Ins Llc | Wethersfield | CT | 01/2023 | Present |
| Olde Liberty Insurance, Llc | Wethersfield | CT | 05/2013 | 12/2022 |
| Olde Liberty Insurance (Transition Consulting) | Wethersfield | CT | 01/2023 | 04/2025 |
| Integrity Alliance, Llc | Wethersfield | CT | 07/2026 | Present |
1) CTBORN INS LLC: Investment related; 51 Two Stone Dr, Wethersfield, CT 06109; Independent insurance agency specializing in life, health, Medicare, LTC, and annuity products; Owner and Principal Agent; 01/05/2023; 160 hours per month; 0 hours during security hours; Manage all aspects of insurance business including client service, sales, and compliance. 2) CTBORN RE LLC; Not investment related; 51 Two Stone Dr, Wethersfield, CT 06109; Real estate holding LLC; Owner; 01/15/2024; 1 hour per month; 0 hours during security hours; Passive real estate holding entity, no active operations. 3) Bad Uke Jiu Jitsu LLC; Not investment related; 51 Two Stone Dr, Wethersfield, CT 06109; Brazilian jiu jitsu apparel company, pre-revenue stage; Owner; 07/29/2024; 1 hours per month; 0 hours during security hours; Early stage apparel business, no current revenue or operations. 4) ATTMFB Pura Vida LLC; Not investment related; 51 Two Stone Dr, Wethersfield, CT 06109; Holding LLC for passive investment in Equity Based Capital mortgage pool fund; Owner; 10/15/2020; 1 hour per month; 0 hours during security hours; Passive investment holding entity only, no active business operations. 5) FINRA Dispute Resolution Services; Investment-related; One Liberty Plaza, 165 Broadway, New York, NY 10006; Neutral arbitration panel services for securities industry disputes. Approved Arbitrator; 02/23/2023; 2 hours per month; 2 hours during security hours; Serve as neutral arbitrator on FINRA dispute resolution panels on an as-needed basis. 6) Borner Family Trust; Not investment related; 12 Pond Meadow Road, Killingworth, CT 06419; Family land trust holding approximately 61 acres in New Castle County Delaware subject to a contingent 25-year solar land lease currently in development phase; Beneficiary and Family Representative; 05/22/2017; 1 hour per month; 0 hours during security hours; Serve as family point of contact for solar lease negotiations and ongoing communications.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-14 |
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