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Snowmass Village, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| River Rose Financial Llc | Snowmass Village | CO | 02/2020 | Present |
| River Rose Intelligence Llc | Basalt | CO | 02/2025 | Present |
| Aspen Dev Co | Aspen | CO | 12/2025 | Present |
| Tri&Tri Coaching Llc | Basalt | CO | 04/2017 | Present |
| Regeneron Pharmaceuticals Inc. | Tarrytown | NY | 01/2015 | 03/2017 |
1. River Rose Intelligence LLC - Basalt, CO 81621. Sole Principal. Proprietary algorithmic trading entity using personal capital exclusively. Not investment-related - no client assets involved, not registered as an investment adviser. Start date: 02/2025. Approximately 5 hours/month. Zero hours during securities trading hours on behalf of clients. Duties: proprietary algorithm development and personal capital management. 2. Aspen Dev Co - Aspen, CO. Chief Technology Officer (limited advisory capacity). Not investment-related. Start date: 12/2025. Approximately 10 hours/month. Zero hours during securities trading hours. Duties: administrative and technological advisory services. 3. TRI&TRI Coaching LLC - Basalt, CO. Founder and Head Coach. Not investment-related. Start date: 04/2017. Approximately 10 hours/month. Hours during securities trading hours are minimal and do not conflict with advisory obligations. Duties: endurance sports coaching and program management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-27 |
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