Nicholas Conroy Lomaglio

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Ubs Financial Services Inc.
  Chicago, IL

Other Businesses

1) YOUNG PROFESSIONALS OF CHICAGO / 233 S. WACKER DRIVE CHICAGO,IL 60606 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ OTHER NETWORKING / EDUCATED AND DEVELOPE YOUNG PROFESSIONALS IN THE CITY OF CHICAGO. / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS /HELP ORGANIZE ALL EVENTS THROUGH THE ORGANIZATION BY MEETING POTENTIAL SPEAKERS / START DATE 01/01/2009 2)Advice Beyond the Classroom / 7740 S. Western Chicago,il 60643 / Other/ Education / Professional Education for Highschool Students / Member of Board of Directors / / I created the organization to help lower income students become educated on professional skillsets. I teach a class once a month to the students in highschool. / Start Date 8/3/15 Non-Profit 501(c)3 / 3) St. Rita Board of Directors / 7740 South Western AVe Chicago,IL 60620 / Other/ Education / Educating highschool students / Member of Board of Directors / / Vote on various business engagments involving the school. / Start Date 01/01/2017/ Educational Institution / 4) Uptown Social/ investment related?: yes/ 903 Franklin Street, Michigan City, United States/ Partnership/ Proprietor / owner/ My wife is a wedding/event planner and owner of the business with a partner. I have indirect ownership through her involvement./ start date: 8/23/2021 5) Paul and Nancy LoMaglio Trust/ 9655 South Hoyne, Chicago, 60643/Successor Trustee/ Handle estate upon passing of Paul and Nancy/ start date: 8/12/2021 6) Bernard J. DelGiorno Trust/ investment related?:no / chicago 60643 US/ Trust for Bernard J. DelGiorno's estate/ Execute the will and wishes of Bernard J. DelGiorno at death./ start date: 8/12/2021

Exams

• S66 Uniform Combined State Law Examination
  2008-09-26

Other Names

• Nicholas Conroy Lomaglio
• Nicolas Conroy Lomaglio
• Nicholas Lomaglio