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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-06-24 |
Branch Locations
9815 South Monroe St Suite 550, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rowland Hall | Salt Lake City | UT | 07/2025 | 05/2026 |
| Vix Protection | Salt Lake City | UT | 07/2024 | 06/2025 |
| Clarkson University | Potsdam | NY | 08/2021 | 05/2024 |
| Castleton University | Castleton | VT | 08/2017 | 05/2021 |
| Austrian Armed Forces | Enns | 09/2016 | 08/2017 | |
| Hib Saalfelden | Saalfelden | 08/2012 | 09/2016 | |
| Castleton University | Castleton | VT | 08/2018 | 04/2020 |
| Clarkson University | Potsdam | NY | 08/2021 | 05/2024 |
| Unemployed | Kona | HI | 05/2021 | 08/2021 |
| Rhpd Properties Llc | Albany | NY | 09/2025 | Present |
| Rowland Hall | Salt Lake City | UT | 06/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2026 | Present |
1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES AND WEALTH MANAGEMENT; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 36; BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: RHPD PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 418 BROADWAY, STE N, ALBANY. NY 12207; NATURE OF BUSINESS: REAL ESTATE RENTALS; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWNER OF RENTAL PROPERTIES; 3. NAME OF OTHER BUSINESS: ROWLAND HALL; INVESTMENT RELATED: NO; ADDRESS: 843 LINCOLN STREET, SALT LAKE CITY, UT 84102; NATURE OF BUSINESS: K-12 EDUCATION; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: ROWMARK TEAM MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 36; BRIEF DESCRIPTION OF DUTIES: MANAGING 70 STUDENT-ATHLETES' TRAVEL AND ACADEMICS; 4. NAME OF OTHER BUSINESS: PARK CITY SKI & SNOWBOARD INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PO BOX 981763 PARK CITY, UT 84098 START DATE: 10/2026 POSITION/TITLE/RELATIONSHIP: U10 ASSISTANT SKI COACH APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: COACH UNDER 10-YEAR-OLDS IN SKI RACING. 5. NAME OF OTHER BUSINESS: SKI RACING MEDIA INVESTMENT RELATED: N ADDRESS: SKI RACING MEDIA HEADQUARTERS AVON, CO 81620 NATURE OF BUSINESS: SPORTS MEDIA AND PUBLISHING START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: VOLUNTEER WRITER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RESEARCH AND WRITE OCCASIONAL ARTICLES RELATED TO ALPINE SKI RACING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-20 |
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