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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-25
  • CO RA
    APPROVED
    Since 2026-06-25

Branch Locations

Castle Rock, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parklawn Corporation Houston TX 09/2020 05/2026
Sci- Dignity Memorial Houston TX 08/2016 09/2020
Compassus Hospice Overland Park KS 02/2015 09/2016
State Farm Insurance Castle Rock CO 06/2026 Present
State Farm Investment Management Corp Castle Rock CO 06/2026 Present
State Farm Vp Management Corp Castle Rock CO 06/2026 Present
  • 09/2020 → 05/2026
    Parklawn Corporation
    Houston, TX
  • 08/2016 → 09/2020
    Sci- Dignity Memorial
    Houston, TX
  • 02/2015 → 09/2016
    Compassus Hospice
    Overland Park, KS
  • 06/2026 → Present
    State Farm Insurance
    Castle Rock, CO
  • 06/2026 → Present
    Castle Rock, CO
  • 06/2026 → Present
    State Farm Vp Management Corp
    Castle Rock, CO
Other Businesses

1) State Farm; Investment-related; One State Farm Plaza, Bloomington, IL 61710; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); State Farm employee; Intern; 6/1/2026; 80; 80; Service customers 2) DJM Preneed; Non-Investment related; 1019 Whispering Oak Dr., Castle Rock, CO 80104; Service Industry; Owner; 2/1/2026; 0;0; LLC set up for potential Funeral Business, dormant, may use at a later time.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-02
S65 Uniform Investment Adviser Law Examination 2026-06-24
  • S63 Uniform Securities Agent State Law Examination
    2026-07-02
  • S65 Uniform Investment Adviser Law Examination
    2026-06-24

View on SEC IAPD

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