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Douglas Anthony Plamondon

Db & C Advisors, LLC

Holland, MI

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Current Employers
Db & C Advisors, Llc

355 Settlers Road Suite 310, Holland, MI 49423 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-04-15
  • MI RA
    APPROVED
    Since 2011-04-15

Branch Locations

355 Settlers Road Suite 310, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deboer, Baumann & Company Grand Haven MI 07/2009 Present
Db & C Advisors, Llc Holland MI 04/2011 Present
  • 07/2009 → Present
    Deboer, Baumann & Company
    Grand Haven, MI
  • 04/2011 → Present
    Db & C Advisors, Llc
    Holland, MI
Previous Registrations
  • 2010-10-01 → 2011-06-28
    Lpl Financial Llc
    Holland, MI
  • 2010-03-23 → 2011-04-06
    Spn Financial Services, Llc
    Grand Haven, MI
Other Businesses

7/2009 DEBOER, BAUMANN & COMPANY PLC - Tax Prep/Accounting/CPA - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-16
  • S65 Uniform Investment Adviser Law Examination
    2010-02-16
Other Names
  • Douglas A. Plamondon
  • Douglas Anthony Plamondon

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC

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Joseph Alan Meckley
Steve Lee Townsend
Kurtis L Kamminga
Jeremy A. Kessler
Richard E Vesnic
NATHAN RYAN LAPHAM
SCOTT JAMES REED

Other Offices

LPL FINANCIAL LLC · HOLLAND, MI
EDWARD JONES · HOLLAND, MI
CHARLES SCHWAB & CO., INC. · Holland, MI
J.P. MORGAN SECURITIES LLC · HOLLAND, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Holland, MI
GASAWAY INVESTMENT ADVISORS, INC. · ZEELAND, MI
ADVISORY ALPHA, LLC · HOLLAND, MI
WELLS FARGO CLEARING SERVICES, LLC · HOLLAND, MI

More in Holland, MI

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