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Seia CRD 108163
$22.5B regulatory AUM 114 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-31 |
| NY | RA | APPROVED | 2025-08-13 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | New York | NY | 08/2015 | 01/2025 |
| Ses Llc | Yonkers | NY | 01/2025 | Present |
| Seia Llc | Yonkers | NY | 01/2025 | Present |
SEIA LLC POSITION: Associate Advisor, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 01/22/2025 ADDRESS: 50 MAPLE PL, YONKERS, New York 10704, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-26 |
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