Best Investors Account Sign in

Christopher Hopkins

Seia

Los Angeles, CA

Yonkers, NY

CRD 4996418

Claim This Profile
Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-31
NY RA APPROVED 2025-08-13
  • TX RA
    APPROVED_RES
    Since 2026-03-31
  • NY RA
    APPROVED
    Since 2025-08-13

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Yonkers, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc New York NY 08/2015 01/2025
Ses Llc Yonkers NY 01/2025 Present
Seia Llc Yonkers NY 01/2025 Present
  • 08/2015 → 01/2025
    Fidelity Brokerage Services Llc
    New York, NY
  • 01/2025 → Present
    Ses Llc
    Yonkers, NY
  • 01/2025 → Present
    Seia Llc
    Yonkers, NY
Previous Registrations
  • 2019-07-17 → 2025-01-27
    Fidelity Personal And Workplace Advisors
    New York, NY
Other Businesses

SEIA LLC POSITION: Associate Advisor, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 01/22/2025 ADDRESS: 50 MAPLE PL, YONKERS, New York 10704, United States DESCRIPTION: RIA sales & service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-05
S63 Uniform Securities Agent State Law Examination 2006-05-26
  • S66 Uniform Combined State Law Examination
    2025-08-05
  • S63 Uniform Securities Agent State Law Examination
    2006-05-26
Other Names
  • Chris D-S Hopkins
  • Christopher D Hopkins
  • Christopher Dixon Scott Hopkins

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor