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Current Employers
Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-13
  • PA RA
    APPROVED
    Since 2015-10-13

Branch Locations

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

1500 Ashwood Drive Suite 1504, Canonsburg, PA 15317 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Carnegie Investment Counsel Jefferson Hills PA 09/2015 11/2016
Carnegie Investment Counsel Canonsburg PA 11/2016 05/2024
Carnegie Investment Counsel Canonsburg PA 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-29
S63 Uniform Securities Agent State Law Examination 2005-09-15
  • S65 Uniform Investment Adviser Law Examination
    2011-07-29
  • S63 Uniform Securities Agent State Law Examination
    2005-09-15
Other Names
  • Kim Gannis
  • Kimberely M Gannis
  • Kimberly Martina Gannis
  • Kimberely Martina Gannis

View on SEC IAPD

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