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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-21 |
| TX | RA | APPROVED | 2026-05-04 |
Branch Locations
2215 Wimbleton Ct, Colorado Springs, CO 80920 • United States
6751 N Federal Hwy, Suite 302, Boca Raton, FL 33487 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argosee, Llc | Houston | TX | 12/2024 | Present |
| N/A | Houston | TX | 05/2024 | 12/2024 |
| University Of Houston | Houston | TX | 01/2020 | 05/2024 |
| Lonestar College | Conroe | TX | 08/2017 | 01/2020 |
| Texas Tech K-12 | Conroe | TX | 05/2016 | 08/2017 |
ARGOSEE, LLC; NOT INVESTMENT RELATED; HOUSTON, TX; FINANCIAL TRANSITIONS AND CONSULTING; OWNER/OPERATOR; ACTIVITY BEGAN 12/2024; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY; GENERAL CONSULTING WITH ADVISORS REGARDING DATA MANAGEMENT AND PREPARING FORMS FOR BROKER DEALER TRANSITIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-01 |
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