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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2016-10-20 |
| CT | RA | APPROVED | 2015-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 05/2015 | Present |
| Spurline Construction | Alden | NY | 10/2014 | Present |
| Bank Of America, N.A. | Buffalo | NY | 09/2015 | Present |
I*81848 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SPURLINE CONSTRUCTION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1171 ALLEY ROAD, ALDEN, NEW YORK 14004 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 10/1/2014 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ELECTRIAL WORK ON FARMS AND PRIVATE RESIDENCE BROTHER IN-LAW'S BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-10 |
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