John Joseph Malley

Current Employers

Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-04
TN	RA	APPROVED	2026-05-04

FL RA
APPROVED

Since 2026-05-04
TN RA
APPROVED

Since 2026-05-04

Branch Locations

1102 Kermit Dr Suite 200, Nashville, TN 37217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Nashville	TN	04/2026	Present
Western Kentucky University	Lexington	KY	06/2025	04/2026
R.D Smothers Wealth Management	Bowling Green	KY	03/2024	06/2025
Western Kentucky University	Bowling Green	KY	08/2023	03/2024
Air Mechanical Sales	Lexington	KY	04/2023	08/2023
Western Kentucky University	Bowling Green	KY	08/2022	04/2023
Air Mechanical Sales	Lexington	KY	04/2022	08/2022
Lexington Catholic High School / Wku	Lexington	KY	08/2019	04/2022
Signature Club Of Lansdowne	Lexington	KY	05/2018	08/2019
Christ The King Middle School / Lchs	Lexington	KY	04/2016	05/2018

04/2026 → Present

Florida Financial Advisors Dba Tristate Financial Advisors

Nashville, TN
06/2025 → 04/2026

Western Kentucky University

Lexington, KY
03/2024 → 06/2025

R.D Smothers Wealth Management

Bowling Green, KY
08/2023 → 03/2024

Western Kentucky University

Bowling Green, KY
04/2023 → 08/2023

Air Mechanical Sales

Lexington, KY
08/2022 → 04/2023

Western Kentucky University

Bowling Green, KY
04/2022 → 08/2022

Air Mechanical Sales

Lexington, KY
08/2019 → 04/2022

Lexington Catholic High School / Wku

Lexington, KY
05/2018 → 08/2019

Signature Club Of Lansdowne

Lexington, KY
04/2016 → 05/2018

Christ The King Middle School / Lchs

Lexington, KY

Other Businesses

o Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 04/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: Insurance. Position: Independent Contractor. 04/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-20

S65 Uniform Investment Adviser Law Examination

2026-04-20

Other Names

Jack Malley
John Joseph Malley

View on SEC IAPD