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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-13 |
| NY | RA | APPROVED | 2022-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 10/2017 | Present |
| Jp Morgan Chase | New York | NY | 07/2010 | 10/2017 |
*368841 - Attara Glen Farm LLC; Investment related Yes; Campbell Hall, NY; Farming; April 2019.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-09 |
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