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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
NC RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-06
  • NC RA
    APPROVED
    Since 2026-07-02

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

401 N Tryon St Ci Client Services, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 04/2026 Present
Agmenity Brookshire TX 08/2024 07/2025
Enchanted Forest Booth TX 09/2023 05/2024
Fawn And Flora Landscape Design Richmond TX 05/2024 08/2024
Relevant Realty Group Llc Richmond TX 03/2022 05/2025
Texas State University San Marcos TX 08/2020 07/2023
Wharton County Junior College Rosenberg TX 08/2018 08/2019
Enchanted Gardens Richmond TX 03/2017 12/2018
Unemployed Richmond TX 08/2016 03/2017
Unemployed Richmond TX 08/2019 08/2020
Unemployed Richmond TX 07/2025 04/2026
Anne Bass Estate Lone Star Staffing Ft. Worth TX 05/2022 07/2022
San Marcos Parks And Recreation Department San Marcos TX 12/2021 01/2022
Brother's Worm Farm Kyle TX 09/2020 08/2021
Cornelius Nursery Richmond TX 08/2025 10/2025
  • 04/2026 → Present
    Charlotte, NC
  • 08/2024 → 07/2025
    Agmenity
    Brookshire, TX
  • 09/2023 → 05/2024
    Enchanted Forest
    Booth, TX
  • 05/2024 → 08/2024
    Fawn And Flora Landscape Design
    Richmond, TX
  • 03/2022 → 05/2025
    Relevant Realty Group Llc
    Richmond, TX
  • 08/2020 → 07/2023
    Texas State University
    San Marcos, TX
  • 08/2018 → 08/2019
    Wharton County Junior College
    Rosenberg, TX
  • 03/2017 → 12/2018
    Enchanted Gardens
    Richmond, TX
  • 08/2016 → 03/2017
    Unemployed
    Richmond, TX
  • 08/2019 → 08/2020
    Unemployed
    Richmond, TX
  • 07/2025 → 04/2026
    Unemployed
    Richmond, TX
  • 05/2022 → 07/2022
    Anne Bass Estate Lone Star Staffing
    Ft. Worth, TX
  • 12/2021 → 01/2022
    San Marcos Parks And Recreation Department
    San Marcos, TX
  • 09/2020 → 08/2021
    Brother's Worm Farm
    Kyle, TX
  • 08/2025 → 10/2025
    Cornelius Nursery
    Richmond, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
  • S66 Uniform Combined State Law Examination
    2026-07-02

View on SEC IAPD

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