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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-16
TN RA APPROVED 2026-06-02
  • TX RA
    APPROVED
    Since 2026-07-16
  • TN RA
    APPROVED
    Since 2026-06-02

Branch Locations

949 Shady Grove Road S, 2Nd Floor, Ste. 200, Memphis, TN 38120 • United States

21 Platform Way South Suite 2500 , Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Nashville TN 06/2026 Present
Raymond James Financial Services, Inc. Nashville TN 05/2026 Present
International Paper Company Memphis TN 07/1997 01/2025
Unemployed / Severance Memphis TN 01/2025 04/2026
Pinnacle Financial Partners Memphis TN 04/2026 Present
Pinnacle Bank Memphis TN 04/2026 Present
  • 06/2026 → Present
    Nashville, TN
  • 05/2026 → Present
    Raymond James Financial Services, Inc.
    Nashville, TN
  • 07/1997 → 01/2025
    International Paper Company
    Memphis, TN
  • 01/2025 → 04/2026
    Unemployed / Severance
    Memphis, TN
  • 04/2026 → Present
    Pinnacle Financial Partners
    Memphis, TN
  • 04/2026 → Present
    Pinnacle Bank
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-01
  • S66 Uniform Combined State Law Examination
    2026-06-01
Other Names
  • Scott Newberry

View on SEC IAPD

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