Adan Michael Koepp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 07/2023
  Golden Russet
  Clinton Corners, NY
• 02/2023 → Present
  Hudson Valley Credit Union
  Rhinebeck, NY
• 04/2016 → 06/2022
  Rhinebeck Middle School/High School
  Rhinebeck, NY
• 01/2025 → 10/2025
  Dutchess Community College
  Poughkeepsie, NY
• 04/2026 → Present
  Lpl Financial
  Rhinebeck, NY

Other Businesses

1. 04/2026 - Notary - Notary - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Rhinebeck, NY, 12572 - OBA Start Date: 10/10/2024 2. 04/2026 - Investment products and services are offered through LPL Financial LLC using the DBA Wealth Management at Hudson Valley Credit Union - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 6 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/23/2026 3. 04/2026 - Hudson Valley Credit Union - Financial Institution Duty - Inv Related - 160 Hour(s)/Month - 120 Hour(s) During Trading - Rhinebeck, NY, 12572 - OBA Start Date: 02/06/2023

Exams

• S66 Uniform Combined State Law Examination
  2026-07-03