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Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-05 |
Branch Locations
2140 W. Olympic Blvd Suite 306, Los Angeles, CA 90006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sisung Noh, Cpa | Los Angeles | CA | 02/1988 | Present |
| H D Vest Investment Services | Los Angeles | CA | 11/2009 | 09/2016 |
| Independent Financial Group | Los Angeles | CA | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-11 |
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