Amanda Schmidt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-15
SD	RA	APPROVED	2026-06-15

CA RA
APPROVED

Since 2026-06-15
SD RA
APPROVED

Since 2026-06-15

Branch Locations

Brandon, SD • United States

42 West Campbell Avenue, Third Floor, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Johanson & Yau Accountancy Corporation	Campbell	CA	01/2016	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2026	Present

01/2016 → Present

Johanson & Yau Accountancy Corporation

Campbell, CA
06/2026 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: JY WEALTHCARE, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: JOHANSON AND YAU ACCOUNTANCY CORPORATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CPA FIRM START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: SENIOR TAX MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: LEADS A TEAM OF TAX PROFESSIONALS TO DELIVER COMPLEX TAX COMPLIANCE, RESEARCH, AND PLANNING SERVICES.