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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-13 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 04/2026 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 04/2026 | Present |
| Crooked Palm Cabann | Tavernier | FL | 08/2025 | 10/2025 |
| Vivint | Oviedo | FL | 01/2024 | 02/2024 |
| Bj'S | Oviedo | FL | 08/2023 | 01/2024 |
| Compass Real Estate | Tavernier | FL | 03/2022 | 01/2023 |
| Berry'S Paint And Hardware | Key Largo | FL | 11/2019 | 01/2022 |
| Fin And Juice | Tavernier | FL | 01/2019 | 08/2019 |
| Chad'S Peri | Tavernier | FL | 07/2017 | 11/2018 |
| Unemployed | Tavernier | FL | 04/2016 | 07/2017 |
| Unemployed | Tavernier | FL | 10/2025 | 04/2026 |
| Unemployed | Tavernier | FL | 02/2024 | 08/2025 |
| Unemployed | Tavernier | FL | 01/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-13 |
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